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securities dealing

См. также в других словарях:

  • dealing — index act (undertaking), commerce, management (judicious use), transaction Burton s Legal Thesaurus. William C. Burton. 2006 …   Law dictionary

  • Securities and Exchange Commission (Nigeria) — Securities and Exchange Commission, Nigeria Formation 1979 Purpose/focus Regulate the capital market Official languages English …   Wikipedia

  • dealing notice — A notification by the London Stock Exchange disseminated through the Regulatory News Service, which either: • Admits securities to AIM. • Cancels or suspends securities from trading on AIM. • Restores securities to trading on AIM …   Law dictionary

  • Securities and Futures Authority — (SFA) A former self regulating organisation that regulated firms dealing or arranging deals in stocks and shares, financial and commodity futures, options on securities and on foreign exchange. When the Financial Services and Markets Act 2000… …   Law dictionary

  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Securities And Futures Commission - SFC — An independent, non governmental statutory body responsible for regulating Hong Kong s securities and futures markets. The Securities and Futures Commission (SFC) was established by the Securities and Futures Commission Ordinance (SFCO). The SFC… …   Investment dictionary

  • Securities and Futures Authority — Abbr. SFA. Dresdner Kleinwort Wasserstein financial glossary A Self Regulating Organisation ( SRO) that had responsibility for the regulation of firms engaged in the securities and futures sectors of the financial services market. Companies… …   Financial and business terms

  • Dealing Desk — In foreign currency markets, the location of a financial institution s forex dealers. Since the forex market is open around the clock, many institutions have dealing desks around the world. Dealing desks can also be found outside the foreign… …   Investment dictionary

  • Securities Subsidiary — A company that is controlled by a large bank or financial holding company. These firms are in the business of underwriting commercial paper and other securities that will then be sold to investors. In certain regions, security subsidiaries can… …   Investment dictionary

  • dealing floor — / di:lɪŋ flɔ:/ noun 1. an area of a broking house where dealing in securities is carried out by phone, using monitors to display current prices and stock exchange transactions 2. a part of a stock exchange where dealers trade in securities …   Dictionary of banking and finance

  • Securities & Futures Authority — ( SFA) The SRO (See Self Regulating Organisations) empowered to authorise firms engaged in dealing and advising on certain investments e.g. exchange members. Dresdner Kleinwort Wasserstein financial glossary …   Financial and business terms

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